Description
Training/Workshop Objectives:
1. To provide the Participants with a Reference Framework for Supervisory Review of the IA Function
2. To provide a venue for discussing the pertinent Principles and Standards as regards Supervisory Review of the IA Function
3. To highlight the end-in-mind for ensuring effective Supervisory Reviews
4. To highlight the recent key changes to the Attribute Standards
5. To allow the Participants to gain understanding of the detailed Provisions of the Attribute Standards
6. To provide a high-level framework of Practical Ways for implementing the Attribute Standards
7. To provide a venue for Self-Assessment by the Participants, and for them to articulate their ‘Next Steps’
TOPICS AND DISCUSSION OUTLINE FOR THIS SEMINAR/WORKSHOP:
I. Back to Basics: Conceptual Framework
II. Principles & Standards on Supervisory Review
III. The End-in-Mind: Expectations of Stakeholders
IV. Core Processes of the Internal Audit Operations
V. Break-Out Session: Key Points of Supervisory Review in the IA’s Core Processes
VI. When ‘Supervisory Review’ has become Ministerial
VII. When inadequate ‘Supervisory Review’ has become a control weakness in the IA
Operations
VIII. The Key Benefits of Strong Supervisory Review Controls in IA
IX. Structure / Categories of IA Standards
X. Highlights on Key Standards
XI. Key Compliance Criteria
XII. Practical Examples of Evidences, Sound Practices, and Other Considerations
XIII. Self-Evaluation Exercise
XIV. The Next Steps
Schedule: November 16, 2019, 9 A.M. to 5:00 P.M.
Venue: Dusit Thani Manila, Ayala Center, Makati City